Search for: "Kennedy Brokerage, LLC"
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27 Nov 2023, 8:22 am
Christopher Kennedy, Western International, Barred by FINRA According to public records, FINRA, the self-regulator that oversees brokers and brokerage firms, has reportedly barred financial advisor Christopher Kennedy (CRD#: 4498061) from the securities industry. [read post]
21 Jun 2020, 9:03 am
Kennedy’s disclosed outside business disclosures include being an insurance agent, Kennedy Investment Consultants LLC, and Hoy Road Properties. [read post]
7 May 2020, 5:25 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
26 Mar 2014, 6:13 am
The law offices of Gana LLP recently filed a complaint with the Financial Industry Regulatory Authority (FINRA) on behalf of a former NFL athlete alleging that the brokerage firm Resource Horizons Group LLC (Resource Horizons) failed to supervise Robert Gist (Gist), one of the firm’s associated persons. [read post]
23 May 2023, 11:14 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm. [read post]
13 Oct 2021, 10:35 am
Kennedy, partner with the White Law Group, and member of the Washington and Illinois Bar Associations. [read post]
8 Jan 2024, 12:34 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm. [read post]
16 Jun 2020, 7:14 am
Christopher Kennedy Oppenheimer & Co, Inc. [read post]
29 Sep 2013, 6:11 pm
Gist has been associated or registered with numerous brokerage firms since the 1980s. [read post]
12 Aug 2008, 2:00 pm
DiMarzio Newmark Knight Frank Capital Group Investment Sales Broker 1 Edward Lombardo Pacific National Bank Commercial Real Estate Finance 3 helen anderson Coldwell Banker Hunt Kennedy Brokerage - Residential 2 Mark Stempel The Riese Organization Vice President of Real Estate 2 Derek Dizhi Huang City Link Realty Inc Associate Broker 3 Ryland Mennell America's Realty LLC Brokerage - Residential 2 Charles Zivancev Corcoran … [read post]
26 Feb 2014, 11:01 am
The Court’s opinion in Chadbourne & Parke, LLC v. [read post]
11 Sep 2020, 3:00 am
Joseph Kennedy III became the first Kennedy to lose a congressional race ever in the Bay State. [read post]
28 Apr 2015, 12:29 pm
Leach Builders, LLC v. [read post]
28 Apr 2015, 12:29 pm
LEACH BUILDERS, LLC, ET AL., Petitioners, v. [read post]
22 Feb 2016, 4:36 pm
After attending the PLUS D&O Symposium some years ago, several colleagues at Partner Re thought it might be worthwhile to provide D&O insurance professionals with historical overview of the evolution of Directors and Officers insurance (D&O) in the US marketplace. [read post]
